Compliance and Legal executive with over 20 years’ experience in solving complex legal, compliance, policy and regulatory challenges for large financial institutions.
Describe your industry experience:
- Providing strategic advice at the highest levels of public and privately held financial institutions, combined with Federal government /political experience and advocacy roles at a national trade association allows me to bring a unique perspective to issues facing a highly regulated business.
Describe your functional experience:
- Chief Compliance Officer, leading a team of 80, for a public technology/financial company with over $50 billion in assets. Responsible for assuring the company’s compliance with laws and regulations in all areas of the business
- Chief Legal Officer and Board Corporate Secretary for $17 billion online start up bank
- Leadership roles in U.S. Federal government and banking trade association
Describe your key business transactional experience:
- Driving transformational change to create a robust corporate risk culture
- Counseling boards and senior management on establishing effective of regulatory relationships
- Managing a rapidly changing regulatory landscape
What is the most important skill you bring to a corporate board?
Ability to understand the impact of complex laws and regulatory regimes on businesses and to provide board credible challenge in highly regulated businesses.
